Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Smith is a financial advisor with over 20 years of experience in the industry. He is currently registered as an Investment Advisor Representative with RFG Advisory, LLC. Michael is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, 63, 55, and 65 licenses. Michael has a proven track record of providing personalized financial advice to individuals, families, and businesses. Michael specializes in financial planning, retirement planning, investment management, and insurance. Michael is dedicated to helping his clients achieve their financial goals and live their best lives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
05/06/2022 - Present
RFG Advisory, LLC (VESTAVIA HILLS AL)
VA
06/16/2014 - 05/09/2022
KESTRA INVESTMENT SERVICES, LLC (Glen Allen VA)
VA
10/17/2003 - 09/26/2013
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
05/05/1999 - 08/18/2003
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
07/10/1997 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
MA
03/12/1997 - 07/24/1997
STONE SECURITIES CORPORATION (BOSTON MA)
MA
02/28/1996 - 02/18/1997
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
IA
Issued 08/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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