Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Slattery is a financial professional registered with Santander US Capital Markets LLC in New York, NY. Michael Slattery has been working in the financial industry since 2004. Michael Slattery holds the Series 7, Series 63 and SIE registrations. Michael Slattery has worked for Mirae Asset Securities (USA) Inc., Industrial and Commercial Bank of China Financial Services LLC, UBS Securities LLC and Santander US Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/27/2022 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
04/06/2017 - 06/10/2020
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
NY
12/12/2012 - 03/29/2017
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
CT
01/12/2001 - 09/13/2011
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 02/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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