Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Schiffer is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has over 38 years of experience in the financial services industry. Michael has a strong track record of success in providing investment advice and financial planning to a wide range of clients, including individuals, families, businesses, and institutions. Michael is a Certified Financial Planner and holds the Series 7, Series 24, Series 31, Series 52, Series 53 and Series 65 licenses. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Michael is also registered to offer investment advice in Arizona, California, Connecticut, Florida, Maryland, New Jersey, New York, Pennsylvania and Virginia. Prior to joining Wells Fargo Clearing Services, LLC, Michael worked for Morgan Stanley for over 10 years, where he held various positions, including Financial Advisor and Private Banker. Michael's primary focus is on providing comprehensive financial planning and investment management services to high-net-worth individuals and families. Michael is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (GARDEN CITY NY)
NY
06/01/2009 - 12/18/2018
MORGAN STANLEY (GARDEN CITY NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
01/13/2006 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
09/01/2003 - 01/19/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
IL
10/02/1997 - 08/18/2003
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
01/28/1998 - 05/21/1998
SAPERSTON ASSET MANAGEMENT, INC. (HAMBURG NY)
NY
03/11/1992 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
01/04/1990 - 04/01/1992
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NY
06/09/1988 - 01/04/1990
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NA
07/15/1987 - 06/09/1988
ADVEST, INC.
NA
12/17/1986 - 06/04/1987
OUTWATER & WELLS, INC.
NA
05/09/1986 - 10/13/1986
PURCELL, GRAHAM & CO., INC.
NA
11/19/1984 - 05/05/1986
AMERICAN SECURITIES CORPORATION
NA
12/02/1983 - 11/16/1984
BUTCHER & SINGER INC.
NA
06/28/1982 - 07/15/1982
J. W. WELLER & CO., INC.
IA
Issued 06/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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