Unclaimed
Michael Patrick Roberts has been a registered representative since April 1987. Michael is currently registered with MML Investors Services, LLC and has a Series 6, Series 22, Series 63 and SIE license. Michael is also registered in 15 states. MML Investors Services, LLC is a full-service brokerage firm that offers a wide range of financial products and services to individuals and institutions. The firm provides investment advice, brokerage services, financial planning, retirement planning, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
04/08/1987 - Present
MML Investors Services, LLC (NEWPORT BEACH CA)
BC
Issued 07/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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