Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pluemer is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Northern Lights Distributors, LLC in Elkhorn, NE. Michael has held various roles with firms including Ultimus Fund Distributors, LLC, FDX Capital LLC, Catalyst Mutuals Fund Distributors LLC, H.D. Vest Investment Services, Destra Capital Investments LLC, Legg Mason Investor Services, LLC, Quasar Distributors, LLC, Van Kampen Funds Inc., MFS Fund Distributors, Inc., Prudential Investment Management Services LLC and H.D. Vest Investment Securities, Inc. Michael has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
02/17/2023 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
OH
02/26/2022 - 02/16/2023
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
NY
09/15/2015 - 04/06/2021
FDX CAPITAL LLC (NEW YORK NY)
NY
04/14/2014 - 09/15/2015
CATALYST MUTUALS FUND DISTRIBUTORS LLC (NEW YORK NY)
TX
07/16/2013 - 05/15/2014
H.D. VEST INVESTMENT SERVICES (COPPELL TX)
MT
10/30/2012 - 04/01/2013
DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)
CA
11/09/2009 - 08/08/2011
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
ME
09/24/2008 - 11/03/2009
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
TX
12/12/2007 - 08/13/2008
VAN KAMPEN FUNDS INC. (HOUSTON TX)
TX
05/01/1998 - 07/26/2006
MFS FUND DISTRIBUTORS, INC. (COPPELL TX)
NJ
09/11/1997 - 05/08/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TX
08/09/1991 - 07/07/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
TX
07/21/1987 - 11/01/1989
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 07/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 02/07/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/10/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Pluemer is the right advisor for you? Invested Better is here to help.
