Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Patrick Pelfresne is a financial advisor based in Chicago, Illinois. Michael is currently registered with Kroll Securities LLC and has been in the industry since August 2023. Michael has a strong understanding of the financial markets and has successfully passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Michael is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
08/24/2023 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 07/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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