Unclaimed
Michael O'Sullivan is a financial advisor with Empower Financial Services, Inc. Michael has been working in the financial industry since December 25, 2002. Michael is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
05/05/2014 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
12/06/2004 - 06/17/2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
05/19/2004 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
CT
11/30/2000 - 03/10/2003
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 07/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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