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Michael Patrick O'Sullivan

Empower Financial Services, Inc.

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About Michael Patrick O'Sullivan

Michael O'Sullivan is a financial advisor with Empower Financial Services, Inc. Michael has been working in the financial industry since December 25, 2002. Michael is registered in Connecticut.

Firm Information

Michael O'Sullivan is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael O'Sullivan’s Registration & Firm History

CT

04/04/2022 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

05/05/2014 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)

CT

12/06/2004 - 06/17/2013

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

05/19/2004 - 12/06/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

CT

11/30/2000 - 03/10/2003

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 07/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Patrick O'Sullivan.
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