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Michael Patrick Mullaney

Pgim Investments LLC

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About Michael Patrick Mullaney

Michael Patrick Mullaney is a financial advisor with Pgim Investments LLC and has been in the industry since December 29, 2021. Michael holds Series 63, 66, 7TO, and SIE licenses and is currently registered as a Registered Representative and Investment Advisor Representative in New Jersey and New York. Michael has previously worked at Morgan Stanley, Equitable Advisors, LLC, Pruco Securities, LLC, and Wells Fargo Clearing Services, LLC.

Firm Information

Michael Mullaney is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Mullaney’s Registration & Firm History

NJ

01/24/2024 - Present

Pgim Investments LLC (NEWARK NJ)

NY

07/04/2022 - 01/10/2024

MORGAN STANLEY (PURCHASE NY)

NY

10/19/2021 - 02/16/2022

EQUITABLE ADVISORS, LLC (NEW YORK NY)

SC

06/09/2021 - 07/23/2021

PRUCO SECURITIES, LLC. (MT. PLEASANT SC)

NC

04/17/2021 - 05/14/2021

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 06/16/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Patrick Mullaney.
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