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Michael Patrick Moynihan

Fidelity Brokerage Services LLC

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About Michael Patrick Moynihan

Michael Moynihan is a financial advisor with Fidelity Brokerage Services LLC, with over 20 years of experience in the financial industry. Michael has held previous roles at Fidelity Investments Institutional Services Company, Inc., Scudder Investor Services, Inc., Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and holds Series 6, 7, 63 and 66 securities licenses. Michael is also licensed in 51 states.

Firm Information

Michael Moynihan is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Moynihan’s Registration & Firm History

RI

01/01/2008 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CA

05/16/2001 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (EL SEGUNDO CA)

NY

07/31/2000 - 05/15/2001

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

WI

09/01/1999 - 06/19/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

07/22/1999 - 06/19/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 02/26/2003

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2002

Series 7 - General Securities Representative Examination

BC

Issued 07/21/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Patrick Moynihan.
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