Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Patrick Mitchell is a financial advisor with over 12 years of experience in the financial industry. Michael has held various roles at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and SHAREnETT SECURITIES LLC. Michael currently works at Stonehaven, LLC. Michael has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice. Michael is a registered representative with FINRA and holds Series 3, 7, 63, and 65 licenses as well as the SIE exam. Michael is also a licensed branch manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/07/2023 - Present
Stonehaven, LLC (NEW YORK NY)
NY
12/07/2020 - 03/30/2023
SHARENETT SECURITIES LLC (NEW YORK NY)
CA
03/21/2018 - 12/21/2018
NATIONAL SECURITIES CORPORATION (NEWPORT BEACH CA)
CA
01/07/2014 - 02/28/2015
CITIGROUP GLOBAL MARKETS INC. (EL CAJON CA)
CA
07/16/2012 - 12/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
12/12/2011 - 06/26/2012
DIMIRAK SECURITIES CORPORATION (VISTA CA)
PA
10/19/2011 - 11/30/2011
HERITAGE FINANCIAL SYSTEMS, INC. (MALVERN PA)
CA
11/23/2009 - 10/03/2011
HEDGECO SECURITIES, LLC (SAN DIEGO CA)
CA
08/19/2008 - 12/10/2009
ANDREW GARRETT INC. (LA JOLLA CA)
NJ
06/06/2008 - 08/18/2008
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
FL
01/03/2008 - 03/12/2008
HEDGECO SECURITIES, LLC (WEST PALM BEACH FL)
NY
05/08/2006 - 12/31/2007
PURITAN SECURITIES, INC. (NEW YORK NY)
FL
10/12/2005 - 04/27/2006
VESTPOINT SECURITIES, INC. (TAMPA FL)
BC
Issued 04/02/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/31/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2011
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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