Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Patrick Mawby is a registered Investment Advisor Representative with Oneseven in BEACHWOOD, OH. Michael has been in the industry since 1994. Michael has also worked at several other firms including INTERNATIONAL ASSETS ADVISORY, LLC, Purshe Kaplan Sterling Investments, MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CITIGROUP GLOBAL MARKETS INC., FIRST UNION SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP., WRP INVESTMENTS, INC. and H.D. VEST INVESTMENT SECURITIES, INC. Michael is licensed in Ohio and Texas. Michael holds Series 6, 7, 31, 63, and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors' fees for referrals to other money managers
1
2
OH
05/02/2019 - Present
Oneseven (BEACHWOOD OH)
OH
07/02/2019 - 01/25/2021
INTERNATIONAL ASSETS ADVISORY, LLC (BEACHWOOD OH)
OH
07/01/2016 - 07/19/2019
PURSHE KAPLAN STERLING INVESTMENTS (Beechwood OH)
OH
06/01/2009 - 07/30/2016
MORGAN STANLEY (PEPPER PIKE OH)
OH
11/13/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEACHWOOD OH)
OH
11/12/2004 - 11/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHAGRIN FALLS OH)
NY
04/20/2001 - 11/19/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
10/01/1999 - 04/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/02/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
OH
12/05/1994 - 09/03/1999
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
TX
06/20/1994 - 12/16/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 05/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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