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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Patrick Marsh is a financial advisor with over 35 years of experience in the industry. Michael is currently registered with Morgan Stanley in California and Texas and holds a variety of licenses and certifications. Prior to joining Morgan Stanley, Michael worked with LPL Financial LLC, Charles Schwab & Co., Inc., Smith Barney Inc., and Lehman Brothers Inc. Michael has experience working with individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, corporations, and other businesses. Michael provides a variety of services including financial planning, investment management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/22/2022 - Present
Morgan Stanley (San Francisco CA)
CA
12/15/2020 - 11/10/2022
LPL FINANCIAL LLC (MILL VALLEY CA)
CA
08/18/1997 - 11/27/2019
CHARLES SCHWAB & CO., INC. (San Francisco CA)
NY
07/31/1993 - 07/25/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
10/22/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 01/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/17/2003
Series 14 - Compliance Officer Examination
BC
Issued 06/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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