Unclaimed
Michael Keogh is a financial professional who has been in the industry since 2000. Michael is currently registered with Cetera Investment Advisers LLC and is licensed in multiple states, including California, Connecticut, Florida, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Ohio, Oregon, Rhode Island, Utah and Washington. Michael provides financial planning, portfolio management, and pension consulting services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Michael has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (FAIRFIELD NJ)
NY
08/04/2003 - 05/02/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/26/2001 - 06/25/2003
NYFIX MILLENNIUM, L.L.C. (NEW YORK NY)
NY
01/21/2000 - 11/08/2001
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BOTH
Issued 2/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 2/7/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 1/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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