Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Patrick Keogh is a financial professional registered with Cetera Investment Advisers LLC in Fairfield, NJ. Michael has been in the securities industry since December 2, 2015. Michael is also registered as an Investment Advisor Representative in New Jersey. Prior to joining Cetera Investment Advisers LLC, Michael worked at several other firms including BNP Paribas Securities Corp., NYFIX Millennium, L.L.C., and Momentum Securities, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (CALDWELL NJ)
NY
08/04/2003 - 05/02/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/26/2001 - 06/25/2003
NYFIX MILLENNIUM, L.L.C. (NEW YORK NY)
NY
01/21/2000 - 11/08/2001
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BOTH
Issued 02/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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