Unclaimed
Michael Jennings is a financial advisor with Cetera Financial Specialists LLC. Michael Jennings is based in Bayside, New York. Michael Jennings is a registered representative with FINRA and the state of New York. Michael Jennings has been in the securities industry since March 10, 2003. Michael Jennings holds the Series 6, Series 63, and SIE licenses. Michael Jennings's previous employment experience includes New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2005 - Present
Cetera Financial Specialists LLC (BAYSIDE NY)
NY
09/18/2002 - 12/03/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 07/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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