Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Henneberry is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Oppenheimer & Co. Inc. and previously held positions at B. RILEY SECURITIES, INC., STONEX FINANCIAL INC., FIFTH THIRD SECURITIES, INC., FTN FINANCIAL SECURITIES CORP, RAYMOND JAMES & ASSOCIATES, INC., AMHERST PIERPONT, BBVA SECURITIES INC., COHEN & COMPANY CAPITAL MARKETS, LLC, COHEN & COMPANY SECURITIES, LLC, and BEAR, STEARNS & CO. INC.. Michael holds FINRA Series 3, 7, 24, 63, 79, 99, and SIE licenses. Michael specializes in financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
01/19/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/20/2022 - 01/03/2023
B. RILEY SECURITIES, INC. (NEW YORK NY)
NY
10/12/2021 - 05/25/2022
STONEX FINANCIAL INC. (NEW YORK NY)
NY
10/12/2018 - 10/14/2021
FIFTH THIRD SECURITIES, INC. (NEW YORK NY)
NY
06/27/2017 - 10/19/2018
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
09/06/2016 - 07/19/2017
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK CITY NY)
NY
05/06/2013 - 09/06/2016
AMHERST PIERPONT (NEW YORK NY)
NY
11/17/2010 - 04/25/2013
BBVA SECURITIES INC. (NEW YORK NY)
NY
09/16/2010 - 11/18/2010
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/08/2008 - 10/01/2010
COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)
NY
10/05/1992 - 12/12/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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