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Michael Patrick Gugliemini

Pruco Securities, LLC

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About Michael Patrick Gugliemini

Michael Gugliemini is a financial professional with over 39 years of experience in the financial services industry. Michael is a Registered Representative of Pruco Securities, LLC. and has been with the firm since March 1988. Michael is also a Registered Investment Advisor in Pennsylvania and has been active in the industry since October 6, 1983. Michael's expertise includes a wide range of financial products and services, including insurance and investments. Michael is committed to providing personalized financial guidance to individuals, families, and businesses.

Firm Information

Michael Gugliemini is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Gugliemini’s Registration & Firm History

PA

09/06/2011 - Present

Pruco Securities, LLC (York PA)

NJ

04/04/1988 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

08/29/1983 - 02/24/1988

METLIFE SECURITIES INC.

NA

08/29/1983 - 02/23/1988

METROPOLITAN LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 12/19/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Patrick Gugliemini. Review regulatory record here.
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