Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gorman has been in the financial industry since 2004. Michael is currently registered with Btig, LLC, and holds the Series 7, 86, 87, and SIE licenses. Michael has previously been registered with Cowen and Company, Janney Montgomery Scott LLC, and Credit Suisse Securities (USA) LLC. Michael is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2016 - Present
Btig, LLC (New York NY)
NY
12/09/2014 - 05/10/2016
COWEN AND COMPANY (NEW YORK NY)
PA
05/30/2013 - 11/07/2014
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
11/09/2009 - 05/31/2013
COWEN AND COMPANY (NEW YORK NY)
NY
05/22/2006 - 02/20/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/13/2004 - 05/18/2006
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 01/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/05/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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