Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Geisen is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Janney Montgomery Scott LLC. Prior to joining Janney Montgomery Scott LLC, Michael was a financial advisor with Morgan Stanley. Michael is a Series 65, 66 and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
02/21/2018 - Present
Janney Montgomery Scott LLC (Riverhead NY)
NY
06/01/2009 - 10/13/2017
MORGAN STANLEY (RIVERHEAD NY)
NY
03/17/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RIVERHEAD NY)
NY
10/20/1997 - 12/09/1997
COLIN WINTHROP & CO., INC. (JERICHO NY)
NY
03/08/1995 - 03/11/1997
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
IA
Issued 12/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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