Unclaimed
Michael Ferraro is a financial advisor with Ameriprise Financial Services, LLC in Kingston, NY. Michael has been in the financial services industry since 1993 and has a broad range of experience. Michael is a registered representative and investment advisor representative with the state of New York. Michael also has experience in real estate ownership and is a board member of a non-investment related organization. Michael is committed to helping clients achieve their financial goals and offers a variety of services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/08/2022 - Present
Ameriprise Financial Services, LLC (Kingston NY)
NY
11/29/2000 - 11/21/2021
SENATE SECURITIES (KINGSTON NY)
AZ
09/25/1995 - 03/08/1999
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
PA
06/28/1991 - 01/26/1995
BHC SECURITIES, INC. (PHILADELPHIA PA)
MA
12/17/1990 - 06/26/1991
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BOTH
Issued 02/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/04/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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