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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Estes is a financial advisor with Raymond James Financial Services Advisors, Inc., a firm with 5,720 investment advisor representatives. Michael Estes has been in the industry since October 13, 2002. Michael Estes is registered with the state of Kentucky and the state of Texas. Michael Estes's previous employers include Ameriprise Financial Services, LLC, Investment Professionals, Inc., LPL Financial LLC, and U.S. Bancorp Investments, Inc. Michael Estes has a total of 22 state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
01/11/2022 - Present
Raymond James Financial Services Advisors, Inc. (Rcihmond KY)
KY
06/22/2018 - 01/14/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Richmond KY)
KY
08/03/2015 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Richmond KY)
KY
02/07/2014 - 08/05/2015
LPL FINANCIAL LLC (RICHMOND KY)
KY
03/29/2010 - 02/10/2014
U.S. BANCORP INVESTMENTS, INC. (BEREA KY)
KY
11/13/2009 - 03/24/2010
PNC INVESTMENTS (DANVILLE KY)
KY
09/09/2005 - 11/13/2009
NATCITY INVESTMENTS, INC. (LONDON KY)
IL
07/06/2005 - 09/15/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/17/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
01/16/2004 - 02/18/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
CA
10/02/2002 - 01/07/2004
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 05/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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