Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Doherty is a financial professional with over 40 years of experience in the industry. Michael has a strong background in securities and is currently registered with Susquehanna Securities, LLC and Susquehanna Investment Group. Michael has held previous positions at several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., Lehman Brothers Inc., Mesirow Financial, Inc., Shatkin Financial Services, Inc., and Donaldson, Lufkin & Jenrette Securities Corporation. Michael holds a Series 7, Series 24, Series 63, Series 65, Series 14, and SIE license and is currently registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/09/2007 - Present
Susquehanna Securities, LLC (Chicago IL)
NY
07/29/1994 - 05/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 08/08/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
09/23/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
07/24/1989 - 09/30/1992
MESIROW FINANCIAL, INC. (CHICAGO IL)
NA
11/24/1987 - 06/12/1989
SHATKIN FINANCIAL SERVICES, INC.
NA
01/19/1980 - 07/25/1984
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
IA
Issued 10/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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