Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daffinrud is a financial advisor at LPL Financial LLC, with over 40 years of experience in the industry. Michael has provided financial services to clients throughout his career, working with individuals, families, and businesses. Michael is registered with the Securities and Exchange Commission (SEC) as a Registered Representative and Investment Advisor Representative, and is licensed in 30 states. Michael is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
04/07/2021 - Present
LPL Financial LLC (FARGO ND)
ND
08/19/2009 - 09/23/2014
CETERA INVESTMENT SERVICES LLC (BISMARCK ND)
ND
06/01/2009 - 08/31/2009
MORGAN STANLEY SMITH BARNEY (BISMARK ND)
ND
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BISMARK ND)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/19/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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