Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Conley is a financial advisor in ST. LOUIS, MO with over 20 years of experience in the industry. Michael is registered with Wells Fargo Clearing Services, LLC and is a Registered Representative and Investment Advisor Representative. Michael has obtained licenses for series 3, 4, 7, 9, 10, 14, 24, 27, 53, 63, 65, 99TO, and SIE. Michael has been with Wells Fargo Clearing Services, LLC since 2011 and prior to that was a Registered Representative with Century Securities Associates, Inc. and Stiefel, Nicolaus & Company, Incorporated. Michael is a dedicated professional with an unwavering commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/18/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/29/2005 - 01/20/2011
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
02/27/2001 - 01/20/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
07/21/2000 - 03/12/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 01/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/27/2005
Series 14 - Compliance Officer Examination
BC
Issued 10/18/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/24/2001
Series 4 - Registered Options Principal Examination
BC
Issued 08/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Conley is the right advisor for you? Invested Better is here to help.
