Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ceglie is a financial advisor who has been working in the financial services industry since October 2003. Michael is currently registered with Daiwa Capital Markets America Inc. in New York. Previously, Michael has worked for RBS Securities Inc., ABN AMRO Incorporated, SunTrust Robinson Humphrey, Inc., CIBC World Markets Corp., and UBS Financial Services Inc. Michael is a Series 7, Series 63, Series 99TO, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2010 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
CT
09/11/2009 - 01/04/2010
RBS SECURITIES INC. (STAMFORD CT)
CT
03/03/2008 - 09/11/2009
ABN AMRO INCORPORATED (STAMFORD CT)
GA
03/07/2007 - 03/13/2008
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NY
05/25/2004 - 03/05/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
10/03/2003 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 03/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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