Unclaimed
Michael Carley is a financial advisor with over 16 years of experience in the financial industry. Michael is currently registered with KPG Capital Partners, LLC and holds Series 7, 66, 79TO, SIE and 30 licenses. Michael is registered in Florida, New York and Utah. Prior to joining KPG Capital Partners, LLC, Michael was an advisor with APB FINANCIAL GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
06/18/2013 - Present
KPG Capital Partners, LLC (PARK CITY UT)
UT
10/13/2006 - 06/17/2013
APB FINANCIAL GROUP, LLC (PARK CITY UT)
BOTH
Issued 04/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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