Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Capozzi is a registered representative with Tradeweb Direct LLC. Michael is licensed to provide securities and investment advisory services in New Jersey and New York. Michael has been in the financial services industry since October 23, 2017. Prior to joining Tradeweb Direct LLC, Michael was employed at National Securities Corporation and Joseph Gunnar & Co. LLC. Michael holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/20/2019 - Present
Tradeweb Direct LLC (GARDEN CITY NY)
NY
04/20/2018 - 05/20/2019
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
11/15/2017 - 04/16/2018
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
10/21/2017 - 11/16/2017
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 11/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Capozzi is the right advisor for you? Invested Better is here to help.
