Unclaimed
Michael Patrick Braddy is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Cetera Investment Advisers LLC and has held previous registrations with several firms, including Berthel, Fisher & Company Financial Services, Inc. and Propera Financial Services, Inc. Michael has a strong track record of providing financial advice and services to a wide range of clients, including individuals, families, businesses, and charitable organizations. Michael holds several licenses and certifications, including the Series 7, Series 6, Series 63, Series 65, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
MN
11/14/2008 - 10/13/2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/18/2004 - 12/12/2008
PROSPERA FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
OH
02/10/2003 - 10/15/2004
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
CA
12/11/2000 - 02/07/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
11/03/1998 - 12/08/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 11/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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