Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pasquale is a financial advisor with over 25 years of experience in the industry. Michael is currently registered with UBS Financial Services Inc. and has been with UBS Securities LLC. and Deutsche Bank Securities Inc. in the past. Michael's registrations include Series 7, 63, 65, and 24. Michael specializes in providing financial advice and services to a wide range of clients, including individuals, families, businesses, and institutions. Michael is committed to helping clients achieve their financial goals through a personalized approach that considers their unique needs and circumstances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/26/2024 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NY
09/02/2010 - 11/01/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
04/03/2007 - 09/13/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MA
08/06/2000 - 03/20/2007
PRUDENTIAL EQUITY GROUP, LLC (BOSTON MA)
NY
04/21/1997 - 03/18/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
RI
08/04/1995 - 09/25/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 11/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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