Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Parker Brotherton is a financial advisor with Umergence LLC. Michael has been in the financial services industry since 2019 and is currently registered with FINRA. Michael holds a Series 7, Series 63, and Series 79TO license. Michael is also registered with the state of Connecticut. Previous to joining Umergence LLC, Michael was employed by H.C. Wainwright & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/19/2023 - Present
Umergence LLC (PLANTSVILLE CT)
NY
03/11/2021 - 04/04/2023
H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)
BC
Issued 04/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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