Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pando McNichols is a financial professional with over 12 years of experience in the industry. Michael is currently registered with Goldman Sachs & Co. LLC in Denver, Colorado, and holds licenses in all 50 states. Prior to joining Goldman Sachs, Michael worked at Macquarie Capital (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and J.P. Morgan Securities LLC. Michael is an expert in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Michael is a Series 3, Series 7, Series 55 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CO
12/01/2023 - Present
Goldman Sachs & Co. LLC (DENVER CO)
NY
12/14/2018 - 09/25/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/05/2016 - 03/05/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/28/2012 - 10/10/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/25/2005 - 08/23/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 01/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2024
Series 3 - National Commodity Futures Examination
BC
Issued 03/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael McNichols is the right advisor for you? Invested Better is here to help.
