Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pain is a financial advisor with over 14 years of experience in the financial services industry. Michael is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL ANALYST®. Michael currently works as a registered representative for Wells Fargo Clearing Services, LLC and is registered in New Jersey and New York. Michael is also a registered investment advisor in New Jersey and New York. Michael has a strong background in portfolio management, financial planning, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/02/2023 - Present
Wells Fargo Clearing Services, LLC (WOODBURY NY)
NY
06/10/2020 - 09/29/2021
ARCVIEW CAPITAL, LLC (New York NY)
NY
05/10/2017 - 02/25/2019
EQUITY SERVICES, INC. (NEW YORK NY)
NY
05/02/2011 - 08/31/2016
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/13/1999 - 10/14/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/23/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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