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Michael Pagliaro

Pershing LLC

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About Michael Pagliaro

Michael Pagliaro is a financial professional with over 23 years of experience in the financial services industry. Michael is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in Florida and New Jersey. Michael has a broad range of experience, having previously held positions with Allstate Financial Services, LLC, Citigroup Global Markets Inc., PFS Investments Inc., and Pershing LLC. Michael holds Series 7, 55, 63, 66, 52TO, 57TO, and 99TO licenses.

Firm Information

Michael Pagliaro is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Pagliaro’s Registration & Firm History

FL

10/09/2023 - Present

Pershing LLC (LAKE MARY FL)

FL

06/07/2022 - 08/24/2022

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

FL

11/19/2010 - 08/24/2022

PERSHING LLC (LAKE MARY FL)

NJ

01/21/2009 - 06/01/2010

ALLSTATE FINANCIAL SERVICES, LLC (RED BANK NJ)

NJ

09/25/2006 - 12/24/2008

CITIGROUP GLOBAL MARKETS INC. (WESTFIELD NJ)

GA

03/14/2006 - 09/14/2006

PFS INVESTMENTS INC. (DULUTH GA)

NJ

12/02/1996 - 06/03/2004

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 04/19/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Pagliaro.
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