Unclaimed
Michael Pagliaro is a financial professional with over 23 years of experience in the financial services industry. Michael is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in Florida and New Jersey. Michael has a broad range of experience, having previously held positions with Allstate Financial Services, LLC, Citigroup Global Markets Inc., PFS Investments Inc., and Pershing LLC. Michael holds Series 7, 55, 63, 66, 52TO, 57TO, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/09/2023 - Present
Pershing LLC (LAKE MARY FL)
FL
06/07/2022 - 08/24/2022
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
FL
11/19/2010 - 08/24/2022
PERSHING LLC (LAKE MARY FL)
NJ
01/21/2009 - 06/01/2010
ALLSTATE FINANCIAL SERVICES, LLC (RED BANK NJ)
NJ
09/25/2006 - 12/24/2008
CITIGROUP GLOBAL MARKETS INC. (WESTFIELD NJ)
GA
03/14/2006 - 09/14/2006
PFS INVESTMENTS INC. (DULUTH GA)
NJ
12/02/1996 - 06/03/2004
PERSHING LLC (JERSEY CITY NJ)
BOTH
Issued 04/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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