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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Padilla is a financial advisor with over 22 years of experience in the industry. Michael is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, Series 63, Series 66, and SIE license. Michael has experience providing investment advisory services to high net worth individuals, corporations, and pension and profit-sharing plans. Michael has previously worked for several firms including AEGIS CAPITAL CORP., JHS CAPITAL ADVISORS, INC., RIDGEWAY & CONGER, INC., POINTE CAPITAL, INC., and EMPIRE FINANCIAL GROUP, INC. Michael holds a combined state license and has registrations in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/04/2023 - Present
Wells Fargo Clearing Services, LLC (INVERNESS FL)
FL
01/03/2011 - 09/17/2012
AEGIS CAPITAL CORP. (MAITLAND FL)
FL
09/27/2010 - 01/04/2011
JHS CAPITAL ADVISORS, INC. (MAITLAND FL)
NY
10/28/2009 - 10/22/2010
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
FL
11/24/2008 - 09/29/2009
POINTE CAPITAL, INC. (MAITLAND FL)
FL
12/05/2000 - 11/25/2008
EMPIRE FINANCIAL GROUP, INC. (MAITLAND FL)
BOTH
Issued 01/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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