Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael P Wallace is a financial advisor with over 20 years of experience in the industry. Michael is currently registered as a broker and investment advisor with Rockefeller Financial LLC and Rockefeller Capital Management, both of which are leading financial institutions. Michael has a broad range of experience and expertise in financial planning, portfolio management, and pension consulting, serving a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. Michael holds several professional licenses and designations, including Series 66, 63, and 7. Michael is committed to providing personalized and comprehensive financial advice to meet the unique needs of each of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/22/2019 - Present
Rockefeller Financial LLC (Los Angeles CA)
FL
09/19/2008 - 10/28/2019
UBS FINANCIAL SERVICES INC. (JACKSONVILLE FL)
CA
06/01/2001 - 10/02/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
BOTH
Issued 03/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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