Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas is a financial advisor who has been in the industry since December 1997. Michael is currently registered with MML Investors Services, LLC in New York and New Jersey and previously worked for several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Investment Management Services LLC, GPC Securities, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company and Waddell & Reed, Inc. Michael specializes in asset allocation programs, financial planning, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
08/29/2024 - Present
MML Investors Services, LLC (New York NY)
NJ
11/22/2013 - 07/26/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
07/08/2008 - 08/09/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (ISELIN NJ)
GA
02/28/2008 - 06/05/2008
GPC SECURITIES, INC. (ATLANTA GA)
NJ
05/06/1998 - 06/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERSEY CITY NJ)
MA
01/04/1996 - 12/23/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/03/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
KS
02/01/1995 - 12/21/1995
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 01/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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