Unclaimed
Michael P. Tarulli is a financial professional with over 19 years of experience in the industry. Michael has a strong background in investment banking, having worked at Goldman Sachs & Co. LLC and Spear, Leeds & Kellogg Specialists LLC, among other firms. Michael is currently registered with Evercore Group LLC as a Registered Representative. Michael is licensed in 37 states and holds multiple FINRA and state licenses, including the Series 7, 24, 63, 79, and SIE exams. Michael is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2023 - Present
Evercore Group LLC (NEW YORK NY)
NY
08/11/2011 - 10/19/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
05/30/2006 - 08/27/2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
05/30/2006 - 08/27/2009
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
10/05/2004 - 05/30/2006
RIM SECURITIES LLC (NEW YORK NY)
NY
03/18/2004 - 07/12/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
PA
05/24/2002 - 03/26/2004
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
IA
Issued 11/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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