Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial advisor with Empower Advisory Group, LLC, a firm that provides financial planning, investment management, and educational seminars to individuals, families, and institutions. Michael has been in the financial services industry since 2003 and holds the Series 7, Series 31, Series 66, and SIE licenses. Michael is also a Certified Financial Planner. Before joining Empower Advisory Group, LLC, Michael was affiliated with Sentinel Securities, Inc., Wells Fargo Funds Distributor, LLC, Evergreen Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Quick & Reilly, Inc., and Morgan Stanley DW Inc. Michael is active in the community and serves on the Saugus Public Library Board of Trustees, the Saugus Cultural Council, and the Town of Saugus Master Plan Advisory Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/30/2021 - Present
Empower Advisory Group, LLC (Saugus MA)
MA
06/16/2020 - 09/08/2021
SENTINEL SECURITIES, INC. (WAKEFIELD MA)
NC
01/04/2010 - 01/15/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
MA
11/27/2007 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
MA
09/05/2006 - 10/08/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (QUINCY MA)
MA
10/20/2004 - 09/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON MA)
NY
01/29/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/27/2002 - 11/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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