Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sofia is a financial advisor who has been in the industry since 2007. Michael is currently registered with PFS Investments Inc. in Texas, and has previously been registered in New York. Michael is a licensed investment advisor representative and holds licenses Series 6, Series 63, Series 26 and SIE. Michael provides portfolio management for individuals. Michael's services may include the sale of investment-related products for PFS Investments Inc. and Primerica Mortgage, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
12/16/2016 - Present
PFS Investments Inc. (HOUSTON TX)
NY
11/29/2006 - 07/03/2012
PFS INVESTMENTS INC. (MIDDLETOWN NY)
IA
Issued 10/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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