Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rose is a financial professional with over 15 years of experience in the securities industry. Michael currently holds a Series 7, Series 24, Series 62, Series 63, and Series 79TO licenses and is registered with FINRA and in 51 states. Michael has been with Metropolitan Capital Investment Banc, Inc. since 2009. Previously, Michael worked with GAR WOOD SECURITIES, LLC. Michael specializes in helping clients reach their financial goals through various investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/12/2009 - Present
Metropolitan Capital Investment Banc, Inc. (CHICAGO IL)
IL
03/26/2008 - 08/31/2009
GAR WOOD SECURITIES, LLC (CHICAGO IL)
BC
Issued 10/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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