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Michael P Oconnell

Columbia Management Investment Distributors, Inc.

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About Michael P Oconnell

Michael Oconnell is a Registered Representative with Columbia Management Investment Distributors, Inc. and is also a Series 24 registered principal in the state of Massachusetts. Michael has been in the financial industry for over 20 years. His first industry experience came from working with Fidelity Brokerage Services LLC in Providence, Rhode Island, in 2002. Michael has worked with Columbia Management Investment Distributors, Inc. since 2007. Michael earned his Series 63, Series 7, Series 9, Series 10, and SIE licenses. Michael also holds a Series 24 license. Michael is a strong candidate for your financial advising needs.

Firm Information

Michael Oconnell is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Oconnell’s Registration & Firm History

MA

05/01/2010 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

11/09/2007 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

02/04/2004 - 11/12/2007

FIDELITY DISTRIBUTORS CORPORATION (BOSTON MA)

RI

02/08/2002 - 11/12/2007

FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)

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Licenses & Designations

BC

Issued 09/24/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/07/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/27/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael P Oconnell.
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