Unclaimed
Michael Murray is a financial advisor with The Ayco Company, LP, in COHOES, New York. Michael has been working in the financial industry since August 3, 1994. Michael has registrations for both Broker-Dealer and Investment Adviser. Michael has a total of 25 registrations with SROs, 1 with FINRA and 53 with states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/21/2021 - Present
THE Ayco Company, LP (COHOES NY)
NY
08/01/2019 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
09/22/2003 - 08/01/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
04/07/2000 - 12/11/2003
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
07/22/1994 - 03/24/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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