Unclaimed
Michael McGinley is a financial advisor with Northwestern Mutual Investment Services, LLC. Michael has been in the financial services industry since June 2002 and has a wide range of experience in the financial services industry. Michael holds the Series 6, 7, 63, and 65 licenses and has been registered in 35 states. Michael is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
06/14/2002 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
IA
Issued 05/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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