Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael P. McCarthy is a financial professional with over 25 years of experience in the industry. Michael has a Series 7, 55, 57TO, and SIE registrations and is licensed in 21 states. Michael is currently registered with Wells Fargo Clearing Services, LLC. Prior to that Michael was registered with Boenning & Scattergood, Inc., Seslia Securities, Crowell, Weedon & Co., and Susquehanna Capital Group. Michael has a strong background in providing investment consulting services to both individual and institutional clients. Michael is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/25/2022 - Present
Wells Fargo Clearing Services, LLC (WAYNE PA)
PA
06/05/2012 - 07/16/2020
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
PA
11/24/2009 - 05/17/2012
SESLIA SECURITIES (PHILADELPHIA PA)
PA
09/07/2007 - 11/07/2009
CROWELL, WEEDON & CO. (BALA CYNWYD PA)
CA
07/10/2006 - 09/07/2007
CROWELL, WEEDON & CO. (LOS ANGELES CA)
PA
05/09/1997 - 06/22/2006
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
BC
Issued 07/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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