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Michael P Lu

NAV Management LLC

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About Michael P Lu

Michael Lu is an investment advisor representative associated with NAV Management LLC, a registered investment advisor. Michael has been in the financial services industry since 2004 and has a wide range of experience in providing financial planning, pension consulting, and portfolio management for individuals. Michael is also a registered representative with FINRA and has held licenses with several other firms in the past. Michael's experience, education, and expertise make them a valuable asset to investors seeking financial guidance.

Firm Information

Michael Lu is currently registered with NAV Management LLC. NAV Management LLC is a financial advisory firm that offers financial planning, pension consulting, and educational seminars. They specialize in portfolio management for individuals. They have one licensed agent, investment advisor representative, registered representative, and investment advisory function.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Lu’s Registration & Firm History

NJ

01/26/2021 - Present

NAV Management LLC (WHIPPANY NJ)

NJ

05/16/2016 - 01/14/2019

DAVID LERNER ASSOCIATES, INC. (TEANECK NJ)

NY

01/24/2013 - 10/23/2014

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NJ

03/08/2007 - 06/14/2011

PNC INVESTMENTS (KINNELON NJ)

NJ

12/02/2005 - 01/25/2007

CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)

CA

03/11/2004 - 08/18/2004

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BOTH

Issued 03/16/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/10/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Michael P Lu. Review regulatory record here.
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