Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Klein is an active Registered Representative and Investment Advisor Representative with J.p. Morgan Securities LLC. Michael has been in the industry since 1991. Michael is registered in 53 states and the District of Columbia. Michael is also a Series 7, Series 10, Series 24, Series 63, and Series 66 licensed representative. Michael also previously worked for PNC INVESTMENTS, SANTANDER SECURITIES LLC, CCO INVESTMENT SERVICES CORP., IFMG SECURITIES, INC., CITIGROUP GLOBAL MARKETS INC., BANKBOSTON INVESTOR SERVICES, INC., SEI FINANCIAL SERVICES COMPANY, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
06/23/2022 - Present
J.p. Morgan Securities LLC (Hingham MA)
PA
08/02/2016 - 05/10/2022
PNC INVESTMENTS (SCRANTON PA)
MA
04/14/2014 - 10/14/2015
SANTANDER SECURITIES LLC (PLYMOUTH MA)
RI
04/17/2008 - 04/18/2014
CCO INVESTMENT SERVICES CORP. (PROVIDENCE RI)
MA
04/23/2004 - 04/22/2008
IFMG SECURITIES, INC. (NEW BEDFORD MA)
NY
10/28/1999 - 04/30/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
11/01/1994 - 10/27/1999
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
PA
05/24/1993 - 11/08/1994
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
MN
03/20/1990 - 05/27/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/20/1990 - 05/27/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Klein is the right advisor for you? Invested Better is here to help.
