Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Harris is a financial professional with over 30 years of experience in the industry. Michael is currently registered with IBN Financial Services, Inc., and has also been associated with National Securities Corporation, Ridgeway & Conger, Inc., Pacific West Securities, Inc., Securities America, Inc., Brookstreet Securities Corporation and Churchill Securities, Inc. Michael's specializations include financial planning, portfolio management for individuals and selection of other advisors. Michael is licensed in multiple states, including Arizona, California, Colorado, Connecticut, Florida, Maryland, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Selection and monitoring fees
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2
NY
05/03/2019 - Present
IBN Financial Services, Inc. (LIVERPOOL NY)
NY
05/09/2016 - 04/24/2019
NATIONAL SECURITIES CORPORATION (SUFFERN NY)
NY
02/08/2012 - 05/12/2016
RIDGEWAY & CONGER, INC. (SUFFERN NY)
NY
03/11/2009 - 02/03/2012
PACIFIC WEST SECURITIES, INC. (SUFFERN NY)
NY
07/03/2007 - 03/05/2009
SECURITIES AMERICA, INC. (OSSINING NY)
NY
04/02/1993 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (OSSINING NY)
NY
10/28/1991 - 04/15/1993
CHURCHILL SECURITIES, INC. (SUFFERN NY)
BC
Issued 11/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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