Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hariaczyi is an investment advisor representative at Wells Fargo Clearing Services, LLC. Michael has been in the financial industry since 2002. Michael is registered in 53 states and has passed the Series 7, Series 66 and SIE exams. Michael also holds a current investment advisor representative registration in Texas and North Carolina. Michael has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Vanguard Marketing Corporation, PNC Investments, and J.J.B. Hilliard, W.L. Lyons, Inc. Michael provides portfolio management for businesses and individuals, as well as financial planning. Michael is also a self-defense instructor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/22/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
01/09/2023 - 07/19/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
03/02/2004 - 11/25/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
PA
01/01/2004 - 02/11/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
08/06/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BOTH
Issued 11/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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