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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Franks is a financial advisor who has been in the industry since 1995. Michael is currently registered with Ameriprise Financial Services, LLC and has previous experience with LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James & Associates, Inc., W.R. Hambrecht + Co., LLC, and Oppenheimer & Co., Inc. Michael is a Certified Financial Planner™ and holds the Series 7, Series 63, Series 65, and SIE licenses. Michael provides services including portfolio management, financial planning, educational seminars, and pension consulting. Michael has been registered with the state of Wisconsin since 2024 and has provided services to a variety of clients, including high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
04/19/2024 - Present
Ameriprise Financial Services, LLC (Mequon WI)
WI
09/28/2012 - 04/29/2024
LPL FINANCIAL LLC (MEQUON WI)
WI
04/08/2008 - 10/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEQUON WI)
NY
03/06/2002 - 12/01/2006
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
CA
04/24/2000 - 03/06/2002
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
08/08/1995 - 04/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/06/1995 - 07/21/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 04/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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