Unclaimed
Michael Annis is a financial advisor with Barings Securities LLC. Michael is a registered representative with FINRA and is also registered with the states of Illinois, Ohio, and Pennsylvania. Michael has been in the securities industry since January 5, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/06/2016 - Present
Barings Securities LLC (CHARLOTTE NC)
BC
Issued 01/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/06/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Annis is the right advisor for you? Invested Better is here to help.