Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ozimek is a financial advisor at Alps Distributors, Inc. Michael has been in the financial industry since 2008. He holds a Series 6, 7, and 63 license. Michael is registered with the state of California and Colorado. He has been registered with Alps Distributors, Inc. since May 8, 2018. Michael was previously registered with Janus Henderson Distributors and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/08/2018 - Present
Alps Distributors, Inc. (DENVER CO)
CO
03/17/2008 - 11/10/2017
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
CA
09/13/2001 - 03/22/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 05/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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